Law Office of Morris Simkin - As a Securities Regulation Lawyer, I help clients enter into and operate in all aspects of the securities business while complying with Federal securities laws and the rules of the self-regulatory-organizations
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Broker-Dealers Investment Advisor - Money Managers Mutual Funds - Hedge Funds Companies
  Companies Services
Organize corporations, partnerships, limited liability companies (LLC), professional limited liability companies (PLLC)
Shareholder agreements
Private placements and Rule 144A offerings
Public offerings
Tender Offers, Exchange Offers
  • Successfully handled an exchange offer of defaulted bonds for new bonds and a waiver of default
Tender offers/ Going Private
  • Took a publicly held company private
SEC periodic reporting, beneficial ownership reports (Forms 13D and 13G)
Joint venture agreements
Purchases, Sales, mergers
  

 

 

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